- 1
- 2
- 3
- 4
- 5
- 6
- 7
證券業務收費表（2020年5月4日生效）
招商銀行香港分行港股買賣業務收費標準 (2020年5月4日起施行)
證券交易服務
|
項目 |
收費 |
備註 |
|
佣金[1] |
成交金額之0.2%（最低收費HKD100/RMB100） |
|
|
交易費 |
成交金額之0.005% |
由香港交易所收取[2] |
|
交易徵費 |
成交金額之0.0027% |
由香港證監會收取[2] |
|
印花稅 |
成交金額之0.10%（不足HKD1亦作HKD1計算） |
由香港特區政府收取[2] |
|
投資者賠償徵費 |
暫停 |
香港證監會由05年12月19日起暫停收取 |
|
電子認購新股 |
每次手續費HKD50/RMB50 |
不論申請成功與否, 均須繳付 |
處理實貨股票及交收的服務
|
項目 |
收費 |
備註 | |
|
存入實貨股票 |
免費 |
| |
|
提取實貨股票 |
每手股票HKD10/RMB10 （最低收費HKD500/RMB500） |
| |
|
中央結算系統股份交收費 |
成交金額之0.002%（最低收費HKD2, 最高收費HKD100/RMB計價證券, 以等值HKD的RMB收取） |
買入或賣出證券時收取 | |
|
轉倉 |
轉入 |
免費 |
|
|
轉出 |
每隻股票HKD500/RMB500 | ||
代理人服務及企業行動
|
項目 |
收費 |
備註 |
|
代收股息 |
每次HKD30/RMB30 |
另收中央結算服務費, 為股息金額的0.12% （最高收費HKD10,000/RMB10,000）[2] |
|
代收紅股 |
每次HKD30/RMB30 |
|
|
行使供股權 |
每次HKD30/RMB30 |
另收中央結算代履行權責服務費 每手HKD0.8元/RMB0.8[2] |
|
行使認股權證 |
每次HKD30/RMB30 |
另收中央結算代履行權責服務費 每手HKD0.8元/RMB0.8[2] |
|
辦理股份合併/分拆/轉換 |
免費 |
|
|
登記及過戶費 |
每手HKD1.5/RMB1.5 |
由中央結算收取[2], 如適用 |
|
代客處理現金收購及其它涉及現金的履行權責事項 |
每次HKD30/RMB30 |
|
|
現金收購價的0.5%（最高收費HKD2,000/RMB2,000） | ||
|
代客申請索回股息 |
股息金額的0.5%（每期最低收費HKD200/RMB200） |
不論追討成功與否, 均須繳付 |
資訊及其他服務
|
項目 |
收費 |
備註 |
|
網上點擊即時報價 |
免費 |
|
|
索取書面結單 |
免費 |
快遞費自付 |
本行有權決定人民幣計價股票的各項收費以人民幣或相等之港幣收取 (根據港交所公佈之匯率) 。
招商銀行香港分行有權隨時調整任何收費、優惠及其它服務。
[1] 交易時段，佣金按筆計費；收市後，當日同一證券同向交易的佣金將合併計算。
[2] 有關由香港特別行政區政府 / 香港交易所 / 證監會 / 中央結算所釐訂之收費若有更改，恕不另行通知。
China Merchants Bank, Hong Kong Branch - Securities Service Fees (Effective Date: 4 May, 2020)
Securities Trade-Related Services
|
Item |
Fee / Rate |
Remarks |
|
Brokerage Fee [1] |
0.2% of transaction amount (minimum HKD100 /RMB100) |
|
|
Trading Fee |
0.005% of transaction amount |
Collected for HKEx [2] |
|
Transaction Levy |
0.0027% of transaction amount |
Collected for HKSFC [2] |
|
Stamp Duty |
0.10% of transaction amount (rounded up to the nearest HK dollar) |
Collected for HKSAR Government [2] |
|
Investor Compensation Levy |
Suspended |
Suspended by the HKSFC from 19 Dec 05 |
|
EIPO |
HKD50/RMB50 per transaction |
Non-refundable even application is unsuccessful |
Scrip Handling and Settlement-Related Services
|
Item |
Fee / Rate |
Remarks | |
|
Physical Scrip Deposit |
Free |
| |
|
Physical Scrip Withdrawal |
HKD10/RMB10 per board lot (minimum HKD500/RMB500） |
| |
|
CCASS Stock Settlement Fee |
0.002% of transaction amount (minimum HKD2, maximum HKD100 / charge on RMB of equivalent HKD for RMB denominated stock) |
Charge on buying or selling securities | |
|
Settlement Instruction |
Transfer-in |
Free |
|
|
Transfer-out |
HKD500 / RMB500 per stock | ||
Nominee Services and Corporate Actions
|
Item |
Fee / Rate |
Remarks |
|
Cash Dividend |
HKD30/RMB30 per transaction |
Plus Dividend Collection Fee at 0.12% of dividend amount (maximum HKD10,000/RMB10,000), collected for HKSCC [2] |
|
Scrip Dividend |
HKD30/RMB30 per transaction |
|
|
Share Rights Exercise |
HKD30/RMB30 per transaction |
Plus Corporate Action Service Fee HKD0.8/RMB0.8 per lot, collected for HKSCC [2] |
|
Warrant Exercise |
HKD30/RMB30 per transaction |
Plus Corporate Action Service Fee HKD0.8/RMB0.8 per lot, collected for HKSCC [2] |
|
Share Consolidation / Split / Transfer |
Free |
|
|
Scrip Fee |
HKD1.5/RMB1.5 per board lot |
Collected for HKSCC [2],if applicable |
|
Cash offers and other corporate actions with cash consideration |
HKD30/RMB30 per transaction |
|
|
0.5% of cash offer amount (maximum HKD2,000/RMB2,000) | ||
|
Dividend Claim |
0.5% of cash dividend amount (minimum HKD200/RMB200 per claim ) |
Non-refundable even claim is unsuccessful |
Information and Other Services
|
Item |
Fee / Rate |
Remarks |
|
Online Stock Quotation |
Free |
|
|
Statement Copy |
Free |
The express fee should be paid by yourself |
Fees and charges will be collected in RMB or HKD equivalent (according to HKEx exchange rate) for RMB denominated stock as determined by the bank.
China Merchants Bank, Hong Kong Branch reserves the right to revise any charges, special offers and other services from time to time.
[1] The brokerage fee is calculated per transaction on each trading session; If there is more than one transaction executed on a trading day, the brokerage fee of each securities with the same sided will be calculated on a consolidated basis.
[2] Fees and charges determined and collected by The Government of Hong Kong Special Administrative Region / Hong Kong Exchanges and Clearing Limited/ the Securities and Futures Commission of Hong Kong / Hong Kong Securities Clearing Company Nominees Limited are subject to change without prior notice
招商銀行香港分行美股買賣業務收費標準(2020年5月4日起施行)
美國證券交易服務
|
項目 |
收費 |
備註 |
|
佣金[1] |
成交金額0.25% (最低收費USD25.00) |
|
|
交易征費 |
成交金額之0.00221% |
由美國證監會收取[2] |
美國股票之轉倉服務
|
項目 |
收費 |
備註 | |
|
DTC轉倉 |
轉入 |
免費 |
|
|
轉出 |
USD150.00(每檔股票) | ||
美國股票之代理人服務及企業行動
|
項目 |
收費 |
備註 |
|
代收股息 |
每次USD3.00 |
|
|
派發股息的30% |
由美國聯邦稅務局收取 | |
|
代收紅股 |
每次USD3.00 |
|
|
行使供股權 |
每次USD3.00 |
|
|
行使認股權證 |
每次USD3.00 |
|
|
辦理股份合併/分拆 |
免費 |
|
|
美股投票 |
每次 USD50.00 |
|
|
其它公司行動 |
每個指示 USD25.00 |
|
其他服務
|
項目 |
收費 |
備註 |
|
索取書面結單 |
免費 |
快遞費自付 |
|
預托證券收費 |
USD0.05 (一股) |
經由本行向持有美國預托證券之客戶定期(例如每年)收取美國預托證券費用 (ADR Fee）。美國預托證券費用將由預托證券代理決定,上述費用只供參考。 |
有關美元計價股票的費用及收費，本行有權決定以美元或相等之港幣(根據招商銀行香港之公佈之匯率)收取。
招商銀行香港分行保留不時調整任何收費、優惠及/或其它服務的權利。
[1]交易時段，佣金按筆計費；收市後，當日同一證券同向交易(即買/賣)的佣金將不能合併及需獨立計算。
[2]若由美國證監會收取之費用與收費有所更改，恕不另行通知。
China Merchants Bank, Hong Kong Branch –US Securities Service Fees (Effective Date: 4 May, 2020)
US Securities Trade-Related Services
|
Item |
Fee / Rate |
Remarks |
|
Brokerage Fee[1] |
0.25% of transactionamount (minimum USD25.00) |
|
|
Transaction Levy(Sell Only) |
0.00221% of transaction amount |
Collected for SEC[2] |
US Shares Handling and Settlement-Related Services
|
Item |
Fee / Rate |
Remarks | |
|
DTC Settlement Instruction |
Transfer-in |
FREE |
|
|
Transfer-out |
USD 150.00 per stock | ||
US Nominee Services and Corporate Actions
|
Item |
Fee / Rate |
Remarks |
|
Cash Dividend |
USD3.00 per transaction |
|
|
30% of cash dividend |
Collected for IRS | |
|
Shares Dividend |
USD3.00 per transaction |
|
|
Share Rights Exercise |
USD3.00 per transaction |
|
|
Warrant Exercise |
USD3.00 per transaction |
|
|
Share Consolidation / Split |
Free |
|
|
Proxy Voting Service |
USD50.00 per vote event |
|
|
Other Corporate Action |
USD25.00 per transaction |
|
Other Services
|
Item |
Fee / Rate |
Remarks |
|
Statement Copy |
Free |
The express fee should be paid by yourself |
|
ADR Fee |
USD0.05 per share |
Customers holding ADRs may be charged ADR fee regularly (e.g. annually) by the Depository Receipts Agent. ADR fee is subject to the final confirmation from the Depository Receipts Agent and the captioned price range is for reference only. |
Fees and charges will be collected in USD equivalent (according to CMBHK exchange rate) for USD denominated stock as determined by the bank.
China Merchants Bank, Hong Kong Branch reserves the right to revise any charges, special offers and/or other services from time to time.
[1]The brokerage fee is calculated per transaction on/during each trading session; if there is more than one transaction executed on a single trading day, the brokerage fee will be count individually by order, and cannot combine the same securities with the same side.
[2]Fees and charges determined and collected by SEC is subject to change without prior