證券業務收費表(2020年5月4日生效)

招商銀行香港分行港股買賣業務收費標準 (202054日起施行)

證券交易服務

項目

收費

備註

佣金[1] 

成交金額之0.2%(最低收費HKD100/RMB100

 

交易費

成交金額之0.005%

由香港交易所收取[2]

交易徵費

成交金額之0.0027%

由香港證監會收取[2]

印花稅

成交金額之0.10%(不足HKD1亦作HKD1計算)

由香港特區政府收取[2]

投資者賠償徵費

暫停

香港證監會由051219日起暫停收取

電子認購新股

每次手續費HKD50/RMB50

不論申請成功與否, 均須繳付

處理實貨股票及交收的服務

項目

收費

備註

存入實貨股票

免費

 

提取實貨股票

每手股票HKD10/RMB10

最低收費HKD500/RMB500

 

中央結算系統股份交收費

成交金額之0.002%(最低收費HKD2, 最高收費HKD100/RMB計價證券, 以等值HKDRMB收取)

買入或賣出證券時收取

轉倉

轉入

免費

 

轉出

每隻股票HKD500/RMB500

代理人服務及企業行動

項目

收費

備註

代收股息

每次HKD30/RMB30

另收中央結算服務費, 為股息金額的0.12%

(最高收費HKD10,000/RMB10,000[2]

代收紅股

每次HKD30/RMB30

 

行使供股權

每次HKD30/RMB30

另收中央結算代履行權責服務費

每手HKD0.8/RMB0.8[2]

行使認股權證

每次HKD30/RMB30

另收中央結算代履行權責服務費

每手HKD0.8/RMB0.8[2]

辦理股份合併/分拆/轉換

免費

 

登記及過戶費

每手HKD1.5/RMB1.5

由中央結算收取[2], 如適用

代客處理現金收購及其它涉及現金的履行權責事項

每次HKD30/RMB30

 

現金收購價的0.5%(最高收費HKD2,000/RMB2,000

代客申請索回股息

股息金額的0.5%(每期最低收費HKD200/RMB200

不論追討成功與否, 均須繳付

資訊及其他服務

項目

收費

備註

網上點擊即時報價

免費

 

索取書面結單

免費

快遞費自付

本行有權決定人民幣計價股票的各項收費以人民幣或相等之港幣收取 (根據港交所公佈之匯率)

招商銀行香港分行有權隨時調整任何收費、優惠及其它服務。

[1] 交易時段,佣金按筆計費;收市後,當日同一證券同向交易的佣金將合併計算

[2] 有關由香港特別行政區政府 / 香港交易所 / 證監會 / 中央結算所釐訂之收費若有更改恕不另行通知。

 

China Merchants Bank, Hong Kong Branch - Securities Service Fees (Effective Date: 4 May, 2020)

 

Securities Trade-Related Services

Item

Fee / Rate

Remarks

Brokerage Fee [1]

0.2% of transaction amount

(minimum HKD100 /RMB100)

 

Trading Fee

0.005% of transaction amount

Collected for HKEx [2]

Transaction Levy

0.0027% of transaction amount

Collected for HKSFC [2]

Stamp Duty

0.10% of transaction amount

(rounded up to the nearest HK dollar)

Collected for HKSAR Government [2]

Investor Compensation Levy

Suspended

Suspended by the HKSFC from 19 Dec 05

EIPO

HKD50/RMB50 per transaction

Non-refundable even application is unsuccessful

 

Scrip Handling and Settlement-Related Services

Item

Fee / Rate

Remarks

Physical Scrip Deposit

Free

 

Physical Scrip Withdrawal

HKD10/RMB10 per board lot

(minimum HKD500/RMB500

 

CCASS Stock Settlement Fee

0.002% of transaction amount

(minimum HKD2, maximum HKD100 / charge on RMB of equivalent HKD for RMB denominated stock)

Charge on buying or selling securities

Settlement Instruction

Transfer-in

Free

 

Transfer-out

HKD500 / RMB500 per stock

 

Nominee Services and Corporate Actions

Item

Fee / Rate

Remarks

Cash Dividend

 HKD30/RMB30 per transaction

Plus Dividend Collection Fee at 0.12% of dividend amount

(maximum HKD10,000/RMB10,000), collected for HKSCC [2]

Scrip Dividend

HKD30/RMB30 per transaction

 

Share Rights Exercise

HKD30/RMB30 per transaction

Plus Corporate Action Service Fee HKD0.8/RMB0.8 per lot, collected for HKSCC [2]

Warrant Exercise

HKD30/RMB30 per transaction

Plus Corporate Action Service Fee HKD0.8/RMB0.8 per lot, collected for HKSCC [2]

Share Consolidation / Split / Transfer

Free

 

Scrip Fee

HKD1.5/RMB1.5 per board lot

Collected for HKSCC [2],if applicable

Cash offers and other corporate actions with cash consideration

HKD30/RMB30 per transaction

 

0.5% of cash offer amount

(maximum HKD2,000/RMB2,000)

Dividend Claim

0.5% of cash dividend amount

(minimum HKD200/RMB200 per claim ) 

Non-refundable even claim is unsuccessful

 

Information and Other Services

Item

Fee / Rate

Remarks

Online Stock Quotation

Free

 

Statement Copy

Free

The express fee should be paid by yourself

Fees and charges will be collected in RMB or HKD equivalent (according to HKEx exchange rate) for RMB denominated stock as determined by the bank.

China Merchants Bank, Hong Kong Branch reserves the right to revise any charges, special offers and other services from time to time.

[1] The brokerage fee is calculated per transaction on each trading session; If there is more than one transaction executed on a trading day, the brokerage fee of each securities with the same sided will be calculated on a consolidated basis.

[2] Fees and charges determined and collected by The Government of Hong Kong Special Administrative Region / Hong Kong Exchanges and Clearing Limited/ the Securities and Futures Commission of Hong Kong / Hong Kong Securities Clearing Company Nominees Limited are subject to change without prior notice

 

招商銀行香港分行美股買賣業務收費標準(202054日起施行)

 

美國證券交易服務

項目

收費

備註

[1]

成交金額0.25% (最低收費USD25.00)

 

交易征費

成交金額之0.00221%

由美國證監會收取[2]

 

美國股票之轉倉服務

項目

收費

備註

DTC轉倉

轉入

免費

 

轉出

USD150.00(每檔股票)

 

美國股票之代理人服務及企業行動

項目

收費

備註

代收股息

每次USD3.00

 

派發股息的30%

由美國聯邦稅務局收取

代收紅股

每次USD3.00

 

行使供股權

每次USD3.00

 

行使認股權證

每次USD3.00

 

辦理股份合併/分拆

免費

 

美股投票

每次 USD50.00

 

其它公司行動

每個指示 USD25.00

 

 

其他服務

項目

收費

備註

索取書面結單

免費

快遞費自付

預托證券收費

USD0.05 (一股)

經由本行向持有美國預托證券之客戶定期(例如每年)收取美國預托證券費用 (ADR Fee)。美國預托證券費用將由預托證券代理決定,上述費用只供參考。

有關美元計價股票的費用及收費,本行有權決定以美元或相等之港幣(根據招商銀行香港之公佈之匯率)收取。

招商銀行香港分行保留不時調整任何收費、優惠及/或其它服務的權利。

[1]交易時段,佣金按筆計費;收市後,當日同一證券同向交易(即買/)的佣金將不能合併及需獨立計算

 [2]若由美國證監會收取之費用與收費有所更改恕不另行通知。

 

China Merchants Bank, Hong Kong Branch US Securities Service Fees (Effective Date: 4 May, 2020)

 

US Securities Trade-Related Services

Item

Fee / Rate

Remarks

Brokerage Fee[1]

0.25% of transactionamount

(minimum USD25.00)

 

Transaction Levy(Sell Only)

0.00221% of transaction amount

Collected for SEC[2]

 

US Shares Handling and Settlement-Related Services

Item

Fee / Rate

Remarks

DTC Settlement Instruction

Transfer-in

FREE

 

Transfer-out

USD 150.00 per stock

 

US Nominee Services and Corporate Actions

Item

Fee / Rate

Remarks

Cash Dividend

USD3.00 per transaction

 

30% of cash dividend

Collected for IRS

Shares Dividend

USD3.00 per transaction

 

Share Rights Exercise

USD3.00 per transaction

 

Warrant Exercise

USD3.00 per transaction

 

Share Consolidation / Split

Free

 

Proxy Voting Service

USD50.00 per vote event

 

Other Corporate Action

 USD25.00 per transaction

 

 

Other Services

Item

Fee / Rate

Remarks

Statement Copy

Free

The express fee should be paid by yourself

ADR Fee

USD0.05 per share

Customers holding ADRs may be charged ADR fee regularly (e.g. annually) by the Depository Receipts Agent. ADR fee is subject to the final confirmation from the Depository Receipts Agent and the captioned price range is for reference only.

Fees and charges will be collected in USD equivalent (according to CMBHK exchange rate) for USD denominated stock as determined by the bank.

China Merchants Bank, Hong Kong Branch reserves the right to revise any charges, special offers and/or other services from time to time.

[1]The brokerage fee is calculated per transaction on/during each trading session; if there is more than one transaction executed on a single trading day, the brokerage fee will be count individually by order, and cannot combine the same securities with the same side.

[2]Fees and charges determined and collected by SEC is subject to change without prior

 

 

香港服務熱線:(852) 31195555內地服務熱線:(86-755) 95555